Archiv der Kategorie: Department of Justice

COMPLIANCE TRAINING, PART I

In a recent Slate article, entitled “Ethics Trainings Are Even Dumber Than You Think”, author L.V. Anderson railed against what she termed box-checking training where companies put on training not to actually train employees but simply to check the box … Weiterlesen

Veröffentlicht unter Allgemein, Best Practices, Compliance, Compliance and Ethics, Compliance Programs, Compliance USA, Department of Justice, DOJ, FCPA, Nietzer & Häusler, USA Recht | Verschlagwortet mit , , , , , , | Hinterlasse einen Kommentar

Compliance Training – Part II: Risk Ranking and Design

Yesterday I began what I thought would be a two-part series on compliance training.However, or perhaps more accurately, as usual, I got carried away so I am now off on a multi-part series on how to design, implement and assess … Weiterlesen

Veröffentlicht unter Allgemein, Best Practices, Capital One, Compliance, Compliance and Ethics, Compliance Programs, Compliance USA, Department of Justice, FCPA, Nietzer & Häusler, Sentencing Guidelines, US-Unternehmensrecht, USA Recht | Verschlagwortet mit , , , , , | Hinterlasse einen Kommentar

FIFA, the DOJ and the Global Fight Against Corruption

The Department of Justice (DOJ) gave the global fight against anti-corruption a huge boost last week when it announced it was bringing charges against 14 members or persons associated with Fédération Internationale de Football Association (FIFA). To say that the … Weiterlesen

Veröffentlicht unter Allgemein, Corruption in Brazil, Department of Justice, FCPA, FCPABlog, FIFA, Michael Scher, Scott Killingworth | Verschlagwortet mit , , , , , , , , , , , , | Hinterlasse einen Kommentar

Senn on 10 Best Practices in a Cross-Border Investigation – Part I

Today we celebrate a closure for it was on this day in 1935 that probably the best-known baseball player in the history of the game, George Herman ‘Babe’ Ruth, retired. While many of his records were broken with the march … Weiterlesen

Veröffentlicht unter Allgemein, Best Practices, Department of Justice, FCPA, Investigations, Mara Senn | Verschlagwortet mit , , , , , , , , , , , | Hinterlasse einen Kommentar

Senn Interview, Part I – Investigations Under the FCPA

One of the things that I am questioned on is when to bring in outside counsel for a Foreign Corrupt Practices Act (FCPA) investigation or simply to take a look at an issue that may have raised a Red Flag … Weiterlesen

Veröffentlicht unter Allgemein, Department of Justice, DOJ, FCPA, Investigations, Mara Senn, SEC | Verschlagwortet mit , , , , , , , , , | Hinterlasse einen Kommentar

Doing Less with Less and the Unification of Germany

I am attending the SCCE Utilities and Energy Conference in Houston this week. As usual, the SCCE has put on a great event for the compliance practitioner. This year there is live blogging by Kortney Nordum so there should be … Weiterlesen

Veröffentlicht unter Allgemein, Best Practices, Compliance, Compliance and Ethics, Compliance Programs, Compliance USA, Department of Justice, DOJ, FCPA, SEC | Verschlagwortet mit , , , , , , , , , , | Hinterlasse einen Kommentar

Revisiting The Raven and Visiting Foreign Subsidiaries

On January 19 we celebrated the birth of one of America’s most iconic authors, Edgar Allen Poe, who was born on this day in Boston, Massachusetts. Anyone who reads or watches a mystery show on television owes a debt to … Weiterlesen

Veröffentlicht unter Allgemein, Best Practices, Compliance, Compliance and Ethics, Compliance Programs, Compliance USA, Department of Justice, Ethical Leadership, Ethics and Compliance | Verschlagwortet mit , , , , , | Hinterlasse einen Kommentar

Hiring and Promotion in Compliance – Wait for Great

The role of Human Resources (HR) in anti-corruption programs, based upon the Foreign Corrupt Practices Act (FCPA) or UK Bribery Act, is often underestimated.

Veröffentlicht unter Allgemein, Best Practices, Compliance, Compliance Programs, Compliance USA, Department of Justice, DOJ, HR, New York Times, NYT | Verschlagwortet mit , , , , , , | Hinterlasse einen Kommentar

Doing Business in India – Corruption Risks and Responses

Recently the US law firm of Foley and Lardner LLP and MZM Legal, Advocates & Legal Consultants in India jointly released a white paper, entitled “Anti-Bribery and Foreign Corrupt Practices Act Compliance Guide for U.S. Companies Doing Business in India”.

Veröffentlicht unter Allgemein, Best Practices, Compliance, Compliance and Ethics, Compliance Programs, Department of Justice, FCPA, Third parties | Verschlagwortet mit , , , , , , , , , , , , | Hinterlasse einen Kommentar

Due Diligence Going Forward in China

Whatever you might think of where his career went, Elton John had some great early stuff. I still rank Tumbleweed Connection right up there as one of my favorite albums of all-time. And while it was packed with some great … Weiterlesen

Veröffentlicht unter Allgemein, Best Practices, Compliance, Compliance Programs, Corruption in China, Department of Justice, DOJ, Due Diligence, FCPA, SCCE | Verschlagwortet mit , , , , , , , , , , | Hinterlasse einen Kommentar