Schlagwort-Archive: Compliance
COMPLIANCE TRAINING, PART I
In a recent Slate article, entitled “Ethics Trainings Are Even Dumber Than You Think”, author L.V. Anderson railed against what she termed box-checking training where companies put on training not to actually train employees but simply to check the box … Weiterlesen
Senn on 10 Best Practices in a Cross-Border Investigation – Part II
Today we celebrate Texas Letters. I know that might sound counter-intuitive for a state that is bunkering down for the anticipated Jade Helm invasion but there is a literary tradition that is certainly well known. On this day 79 years … Weiterlesen
Managing Your Third Parties in a FCPA Compliance Program
The building blocks of any Foreign Corrupt Practices Act (FCPA) anti-corruption compliance program lay the foundations for a best practices compliance program.
Hiring and Promotion in Compliance – Wait for Great
The role of Human Resources (HR) in anti-corruption programs, based upon the Foreign Corrupt Practices Act (FCPA) or UK Bribery Act, is often underestimated.
Doing Business in India – Corruption Risks and Responses
Recently the US law firm of Foley and Lardner LLP and MZM Legal, Advocates & Legal Consultants in India jointly released a white paper, entitled “Anti-Bribery and Foreign Corrupt Practices Act Compliance Guide for U.S. Companies Doing Business in India”.
Due Diligence Going Forward in China
Whatever you might think of where his career went, Elton John had some great early stuff. I still rank Tumbleweed Connection right up there as one of my favorite albums of all-time. And while it was packed with some great … Weiterlesen
Code of Conduct, Compliance Policies and Procedures-Part IV
This is the fourth and final installment of my series on the the importance of a Code of Conduct and anti-corruption compliance policies and procedures in your compliance program and how you should go about drafting or updating Code of … Weiterlesen
Common Sense in the Definition of ‘Instrumentality’ Under the FCPA
In what can only be called a judicial decision based on common sense the 11th Circuit Court of Appeals, in an opinion released on May 16, upheld the convictions of Joel Esquenazi and Carlos Rodriguez for violations of the Foreign … Weiterlesen
SEC Sanctions Company for Whistleblower Retaliation
I drove my daughter to the airport today for her summer exchange program in Spain. On the way she asked me what I was going to blog about tomorrow and I told her whistleblowers. She was not familiar with that … Weiterlesen
The Magna Carta and Scrutiny of Your Compliance Program
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