Archiv der Kategorie: SEC

Senn Interview, Part I – Investigations Under the FCPA

Publiziert am 18. Mai 2015 von NIETZER . Rechtsanwälte

One of the things that I am questioned on is when to bring in outside counsel for a Foreign Corrupt Practices Act (FCPA) investigation or simply to take a look at an issue that may have raised a Red Flag … Weiterlesen →

Veröffentlicht unter Allgemein, Department of Justice, DOJ, FCPA, Investigations, Mara Senn, SEC | Verschlagwortet mit , , , , , , , , , | Schreib einen Kommentar

Doing Less with Less and the Unification of Germany

Publiziert am 25. Februar 2015 von NIETZER . Rechtsanwälte

I am attending the SCCE Utilities and Energy Conference in Houston this week. As usual, the SCCE has put on a great event for the compliance practitioner. This year there is live blogging by Kortney Nordum so there should be … Weiterlesen →

Veröffentlicht unter Allgemein, Best Practices, Compliance, Compliance and Ethics, Compliance Programs, Compliance USA, Department of Justice, DOJ, FCPA, SEC | Verschlagwortet mit , , , , , , , , , , | Schreib einen Kommentar

SEC hands out $30 million in largest-ever whistleblower award

Publiziert am 23. September 2014 von NIETZER . Rechtsanwälte

The anonymous recipient will get more than double the previous record whistleblower award after providing information that led directly to an SEC enforcement. The U.S. Securities and Exchange Commission announced the largest-ever award to result from a whistleblower program that … Weiterlesen →

Veröffentlicht unter Allgemein, SEC, Whistleblower, Whistleblower Award | Verschlagwortet mit , , , , , , , , | Schreib einen Kommentar